Regulatory Information:
SEBI Registration:
Swapnil Shinde is a SEBI (Securities and Exchange Board of India) registered Research Analyst with the registration number [Insert Registration Number Here]. SEBI regulates Research Analysts under the SEBI (Research Analysts) Regulations, 2014, to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market.
Compliance with SEBI Regulations:
As a SEBI-registered Research Analyst, Swapnil Shinde adheres to the following regulatory requirements:
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Disclosure: All research reports and recommendations must include disclosures about potential conflicts of interest, ownership of securities, and other relevant information as mandated by SEBI.
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Research Integrity: The research provided aims to be unbiased, independent, and based on thorough analysis.
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Code of Conduct: Compliance with the code of conduct for Research Analysts, which includes acting with integrity, professionalism, and in the best interest of the client.
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Risk Disclosures: All research reports include clear disclosures about the risks associated with investment recommendations.
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Record Keeping: Maintenance of records of research reports, client communications, and other related documents for the period as prescribed by SEBI.